Investment advisory services offered through Northview Asset Management LLC, a registered investment adviser.

Securities may be offered through an affiliate, Sanctuary Securities Inc., Member FINRA/SIPC. 

This site is published for residents of the United States only.  Representatives may only conduct business with residents of the states and jurisdictions in which they are properly registered.  Therefore, a response to a request for information may be delayed until appropriate registration is obtained or exemption from registration is determined.  Not all of the services referenced on this site are available in every state and through every advisor listed.  For additional information, please contact Richard Williams at 512-381-6900.

© 2020 by Northview Asset Management

Who We Are

Our leadership team has over a century of experience in all facets of the investment industry, including comprehensive financial planning, strategy design and implementation, investment analysis, statutory reporting and portfolio management. 

 

This combination of expertise provides us with an in-depth understanding of the investment world and allows us to craft individualized strategies designed to achieve each client's unique investment goals.

And since our advisors are dually licensed with an independent broker/dealer, we can serve clients through independent brokerage, traditional consulting or as an advisor.

Regardless of how you decide to engage with us, we promise:

Commitment

Commitment to deliver high quality service in a polite and responsive manner.

Discipline

Discipline in our approach, process and execution.

Independence

Independence from financial incentive to sell any particular investment product.

Richard Williams, AIFA

President

512-381-6901

[email protected]

With skills in financial planning, strategy design, investment analysis and portfolio management, Richard is a seasoned executive experienced in developing investment solutions. 

From 1998 to 2013 he was a Principal and Managing Director at Sage Advisory Services where he used his expertise in financial analysis to develop and implement the company's asset/liability modeling solution and advise on the investment decisions of corporations, universities, endowments, pension funds and insurance companies throughout the country.

Richard earned his Masters in Business Administration in Finance from St. Edward's University and his Bachelor of Business Administration degrees in Accounting and Finance from Southern Methodist University.  He also holds a Accredited Investment Fiduciary Analyst designation.

Check the background of this investment professional on FINRA's Broker Check.

Michael Janak

Managing Director

512-381-6902

[email protected]

With skills in relationship development and portfolio management, Mike is a seasoned executive experienced in delivering investment solutions.

 

From 1998 to 2010, he was Vice President at APS Financial Corporation.  Following this position, he was Vice President at International Fixed Income.  

Throughout his career, Mike has specialized in identifying, analyzing and managing investments for corporations, high net worth individuals, pension funds and insurance companies.

Mike earned a Bachelor of Science in Chemical Engineering from Texas A&M University.  He holds his Series 7, 63 and 65.

Check the background of this investment professional on FINRA's Broker Check.

Steve Sutton

Managing Director

512-381-6903

[email protected]

With skills in security analysis, trading and portfolio management, Steve is a seasoned executive experienced in the investment management industry.

From 1997 to 2010, he was Director of Research and Trading at APS Financial Corporation.  Following this position, from 2010 to 2014 he was Director of Research and Trading at International Fixed Income.

Throughout his career, Steve

has specialized in identifying, analyzing and managing investments for corporations, high net worth individuals, pension funds and insurance companies.

Steve attended Northern Michigan University and the University of Houston.  He holds his Series 7, 24, 53, 55, 63, and 65.

Check the background of this investment professional on FINRA's Broker Check.

Lynn Skarren

Managing Director

512-381-6904

[email protected]

With skills in investment accounting, security analysis and financial operations, Lynn is a seasoned executive experienced in the investment management industry.

From 2007 to 2010, Lynn was Director of Investment Accounting and Analytics at APS Financial Corporation.  Following this position, from 2010 to 2014 he was Director of Investment Accounting and Analytics at International Fixed Income.

 

Throughout his career, Lynn has specialized in portfolio analysis and regulatory reporting for insurance companies.

Lynn is attending the University of Phoenix.  He holds his Series 7.

Check the background of this investment professional on FINRA's Broker Check.